Investment Banking

Corporate Finance

The Investment Banking division of Ascendiant Capital Markets LLC advises public and private companies in raising capital.

Ascendiant's investment banking team has a broad network of capital providers that include minority equity investment funds, hedge funds, commercial banks, asset managers, private senior and mezzanine credit lenders, family offices, sovereign wealth funds, trading firms, and fund advisors.  Ascendiant leverages this network to effectively and efficiently structure, execute and syndicate capital transactions.

Ascendiant raises capital for small-cap public companies through a variety of transactions, including:

  • Registered Direct Offerings
  • Private Placements of Equity or Equity-Linked Securities (PIPEs)
  • Underwritten Offerings (IPOs, Follow-Ons, "At-The-Market Offerings")
  • Debt Financing (Asset-Based and Mezzanine Lending)
Ascendiant offers institutional road shows (deal and non-deal) for publicly-traded companies.

For private companies, Ascendiant seeks to provide customized debt and equity solutions to meet client needs. The firm's senior professionals have raised capital (equity and debt) ranging from $5 million to $300 million, both domestically and internationally.


The selected transactions of Ascendiant were completed by Ascendiant Capital Markets LLC, Ascendiant Securities LLC, Ascendiant Capital Partners LLC, or Ascendiant Capital Group LLC.

To view the transactions of Ascendiant Capital Markets LLC and its affiliates, please click here or on the Selected Transactions link on the left panel.

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