Established in 2001, Ascendiant provides investment capital and strategic guidance to publicly traded, emerging growth companies based in the United States and selected foreign markets.
Ascendiant Capital Group LLC is a direct equity investor in small-cap and micro-cap publicly traded companies. Ascendiant Securities LLC, an investment bank, is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).
Ascendiant Capital Group LLC
Ascendiant Capital Group, LLC is a direct equity investor in publicly traded, emerging growth companies based in the United States and selected foreign markets.
Ascendiant targets equity investments in small-cap and micro-cap publicly traded companies listed on the NYSE, NYSE Amex, NASDAQ, and the OTC markets, as well as selected foreign exchanges such as the Toronto Stock Exchange, TSX Venture Exchange, and the Australian Securities Exchange.
Ascendiant invests its proprietary capital across a wide spectrum of industry sectors, and provides funding for a variety of purposes.
In addition to its direct investment activities, Ascendiant advises its publicly traded companies on strategic and financial matters, and assists private companies that are going public through a reverse merger or direct registration.
Ascendiant Securities LLC
Ascendiant Securites LLC, an investment bank, is registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC), and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).
Ascendiant Securities LLC provides placement agent and related advisory services to publicly traded emerging growth companies as well as institutional and accredited investors.
During the past five years, Ascendiant Securities has completed over 60 financing transactions representing over $200 million, ranking Ascendiant Securities among the most active investment banks for small-cap and micro-cap companies, according to Sagient Research Systems and PrivateRaise.