The Digital Banking division can help navigate the complexities of the digital finance world. As blockchain and cryptocurrencies become better established, banking solutions for this sector and marketplace become more available. But, with this growth comes additional oversight from regulatory agencies such as the SEC.  As a registered broker-dealer, we have the experience and know-how to structure and complete a digital banking transaction within the rules and regulations of the governing agencies.   

Services include:

AML/KYC
Business Model Evaluation and Consulting
Compliant Transaction Structuring - Reg D and A+
Development of Compliant Investor Marketing Materials
Global Crypto and Main Street Investor Outreach
Non-Deal Roadshows
Prospectus Development and Advisement
Resource Introductions (legal, audit, investor relations, etc.)
SEC Compliance